SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
BAUER FRED

(Last) (First) (Middle)
2775 N. LAKESHORE DRIVE

(Street)
HOLLAND MI 49424

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GENTEX CORP [ GNTX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman of the Board & CEO
3. Date of Earliest Transaction (Month/Day/Year)
03/09/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/09/2018 03/09/2018 M 6,627 A $14.69 5,536,355 D
Common Stock 03/09/2018 03/09/2018 M 250,000 A $12.35 5,786,355 D
Common Stock 03/09/2018 03/09/2018 M 250,000 A $9.115 6,036,355 D
Common Stock 03/09/2018 03/09/2018 M 208,000 A $11.28 6,244,355 D
Common Stock 03/09/2018 03/09/2018 S 714,627 D $23.3171(1) 5,529,728 D
Common Stock 03/12/2018 03/12/2018 M 149,373 A $14.69 5,679,101 D
Common Stock 03/12/2018 03/12/2018 M 54,000 A $15.89 5,733,101 D
Common Stock 03/12/2018 03/12/2018 M 28,200 A $17.97 5,761,301 D
Common Stock 03/12/2018 03/12/2018 S 231,573 D $23.3603(2) 5,529,728 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to buy) $14.69 03/09/2018 03/09/2018 M 6,627 (3) 09/20/2021 Common Stock 6,627 $14.69 253,373 D
Employee Stock Option (Right to buy) $12.35 03/09/2018 03/09/2018 M 250,000 (4) 08/11/2018 Common Stock 250,000 $12.35 0.00 D
Employee Stock Option (Right to buy) $11.28 03/09/2018 03/09/2018 M 208,000 (5) 08/15/2020 Common Stock 208,000 $11.28 52,000 D
Employee Stock Option (Right to buy) $9.115 03/09/2018 03/09/2018 M 250,000 (4) 08/16/2019 Common Stock 250,000 $9.115 0.00 D
Employee Stock Option (Right to buy) $17.97 03/12/2018 03/12/2018 M 28,200 (6) 08/17/2023 Common Stock 28,200 $17.97 112,800 D
Employee Stock Option (Right to buy) $15.89 03/12/2018 03/12/2018 M 54,000 (7) 08/19/2022 Common Stock 54,000 $15.89 81,000 D
Employee Stock Option (Right to buy) $14.69 03/12/2018 03/12/2018 M 149,373 (3) 09/20/2021 Common Stock 149,373 $14.69 104,000 D
Explanation of Responses:
1. This transaction was executed in multiple trades at prices ranging from $23.25 USD to $23.52 USD; the price reported above reflects the weighted average sale price.
2. This transaction was executed in multiple trades at prices ranging from $23.25 USD to $23.56 USD; the price reported above reflects the weighted average sale price.
3. 7-Year Grant; 20% Vesting every year for 5 years w/2 open years beginning on 20-Aug-2015.
4. The option to purchase shares is fully vested.
5. 7-Year Grant; 20% Vesting every year for 5 years w/2 open years beginning on 15-Aug-2014.
6. 7-Year Grant; 20% Vesting every year for 5 years w/2 open years beginning on 18-Aug-2017.
7. 7-Year Grant; 20% Vesting every year for 5 years w/2 open years beginning on 20-Aug-2015.
Remarks:
/s/ Kevin Nash for Fred T. Bauer by Power of Attorney 03/13/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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