SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Matthews Joseph E IV

(Last) (First) (Middle)
4739 NAOMI LANE

(Street)
ST. JOSEPH MI 49085

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GENTEX CORP [ GNTX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President Purchasing
3. Date of Earliest Transaction (Month/Day/Year)
04/24/2017
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/24/2017 04/24/2017 M 1,980 A $18.3 20,100 D
Common Stock 04/24/2017 04/24/2017 M 2,246 A $10.115 22,346 D
Common Stock 04/24/2017 04/24/2017 M 4,710 A $15.41 27,056 D
Common Stock 04/24/2017 04/24/2017 M 1,060 A $14.7 28,116 D
Common Stock 04/24/2017 04/24/2017 S 1,980 D $20.3091 26,136 D
Common Stock 04/24/2017 04/24/2017 S 1,060 D $20.3091 25,076 D
Common Stock 04/24/2017 04/24/2017 S 2,246 D $20.3091 22,830 D
Common Stock 04/24/2017 04/24/2017 S 4,710 D $20.3091 18,120 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to buy) $18.3 04/24/2017 04/24/2017 M 1,980 03/31/2017 03/31/2022 Common Stock 1,980 $18.3 2,970 D
Employee Stock Option (Right to buy) $15.41 04/24/2017 04/24/2017 M 4,710 03/28/2017 03/28/2019 Common Stock 4,710 $15.41 2,356 D
Employee Stock Option (Right to buy) $14.7 04/24/2017 04/24/2017 M 1,060 02/22/2017 02/22/2023 Common Stock 1,060 $14.7 4,240 D
Stock Option (Right to buy) $10.115 04/24/2017 04/24/2017 M 2,246 03/27/2017 03/27/2018 Common Stock 2,246 $10.115 0.00 D
Explanation of Responses:
Remarks:
/s/ Joseph E. Matthews IV 04/25/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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